James William Almond

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Duke Street V Limited

    FRN 194782

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (20 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (20 Aug 2019 to 8 Dec 2019)
  • Duke Street LLP

    FRN 521314

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (20 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (23 Sep 2015 to 8 Dec 2019)
  • Octopus AIF Management Limited (no longer approved here)

    FRN 615467

    • CF30 Customer (23 Feb 2015 to 2 Sep 2015)
  • Octopus Investments Limited (no longer approved here)

    FRN 194779

    • CF30 Customer (30 Mar 2012 to 16 Mar 2015)
  • Pello Capital Limited (no longer approved here)

    FRN 449720

    • CF30 Customer (1 Nov 2007 to 21 Dec 2011)
    • CF1 Director (20 Jun 2007 to 21 Dec 2011)
    • CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
  • Covestium Ltd (no longer approved here)

    FRN 184116

    • CF21 Investment Adviser (13 Jan 2005 to 1 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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