Duke Street V Limited

Date authorised
1 April 2013
Companies House
04071494
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Duke Street
    Carrington House
    103 Wigmore Street
    London
    Westminster
    W1B 5SE 1QS
    UNITED KINGDOM
    Phone
    +4402076638522
    Web
    https://www.dukestreet.com

  • Complaints Contact

    Duke Street
    Carrington House
    126-130 Regent Street
    London
    Westminster
    W1B 5SE
    UNITED KINGDOM
    Phone
    +442076638500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to transaction-only activities.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Levine

    IRN AXL16878

    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Feb 2023)
    • CF11 Money Laundering Reporting (9 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Oct 2019 to 8 Dec 2019)
  • Alistair Charles Westray Troup

    IRN ACT01028

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (8 Feb 2006 to 31 Oct 2007)
    • CF1 Director (8 Feb 2006 to 8 Dec 2019)
  • Andrew Alexander Panayides

    IRN AAP01088

    • CF11 Money Laundering Reporting (12 Jan 2016 to 22 Mar 2019)
    • CF10 Compliance Oversight (12 Jan 2016 to 22 Mar 2019)
  • Anthony Pullin

    IRN AXP02173

    • CF1 Director (20 Feb 2013 to 17 Sep 2013)
  • Colin Kennedy Curvey

    IRN CKC01014

    • CF1 Director (4 Sep 2008 to 31 Mar 2010)
  • Didier Joseph Bismuth

    IRN DJB01483

    • CF30 Customer (1 Nov 2007 to 1 Jul 2013)
    • CF27 Investment Management (5 Jun 2006 to 31 Oct 2007)
  • Edmund George Imjin Fosbroke Truell

    IRN EGT01005

    • CF3 Chief Executive (1 Dec 2001 to 6 Sep 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 6 Sep 2004)
    • CF1 Director (1 Dec 2001 to 30 Mar 2007)
    • CF27 Investment Management (1 Dec 2001 to 30 Mar 2007)
  • Elaine Marie Fullerton

    IRN EMF01040

    • CF10 Compliance Oversight (29 Jul 2014 to 4 Jan 2016)
  • Eric Priestley

    IRN EXP01193

    • CF2 Non Executive Director (19 Jan 2010 to 26 Jul 2011)
  • Ervin Schellenberg

    IRN ESS01009

    • CF1 Director (10 Jun 2002 to 29 Aug 2002)
    • CF27 Investment Management (10 Jun 2002 to 29 Aug 2002)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.