Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 13 Oct 2025)
    • SMF16 Compliance Oversight (since 21 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Jul 2023)
  • Duke Street V Limited (no longer approved here)

    FRN 194782

    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Feb 2023)
    • CF10 Compliance Oversight (9 Oct 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Oct 2019 to 8 Dec 2019)
  • Duke Street LLP (no longer approved here)

    FRN 521314

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Feb 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Feb 2023)
    • CF10 Compliance Oversight (9 Oct 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.