Duke Street LLP

Date authorised
1 April 2013
Companies House
OC356346
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Duke Street
    Carrington House
    126-130 Regent Street
    London
    Westminster
    W1S 5SE
    UNITED KINGDOM
    Phone
    +4402076638500
    Web
    https://www.dukestreet.com

  • Complaints Contact

    Duke Street
    Carrington House
    126-130 Regent Street
    London
    Westminster
    W1B 5SE
    UNITED KINGDOM
    Phone
    +4402076638500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Duke Street Management Services Limited

    IRN XXD01049

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (5 Jan 2011 to 8 Dec 2019)
  • Adam Levine

    IRN AXL16878

    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Feb 2023)
    • CF11 Money Laundering Reporting (9 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Oct 2019 to 8 Dec 2019)
  • Alistair Charles Westray Troup

    IRN ACT01028

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (5 Jan 2011 to 8 Dec 2019)
    • CF30 Customer (5 Jan 2011 to 8 Dec 2019)
  • Andrew Alexander Panayides

    IRN AAP01088

    • CF10 Compliance Oversight (12 Jan 2016 to 22 Mar 2019)
    • CF11 Money Laundering Reporting (12 Jan 2016 to 22 Mar 2019)
  • Didier Joseph Bismuth

    IRN DJB01483

    • CF30 Customer (5 Jan 2011 to 1 Jul 2013)
    • CF4 Partner (5 Jan 2011 to 1 Jul 2013)
  • Elaine Marie Fullerton

    IRN EMF01040

    • CF10 Compliance Oversight (29 Jul 2014 to 4 Jan 2016)
  • Eric Priestley

    IRN EXP01193

    • CF2 Non Executive Director (5 Jan 2011 to 26 Jul 2011)
  • Frederic Jean Francois Chauffier

    IRN FJC01013

    • CF30 Customer (5 Jan 2011 to 21 May 2012)
  • Hannah Margaret Jane Price

    IRN HMP01053

    • SMF16 Compliance Oversight (since 15 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Mar 2023)
  • Iain Alexander Kennedy

    IRN IAK01010

    • CF30 Customer (5 Jan 2011 to 5 Jul 2013)
    • CF4 Partner (5 Jan 2011 to 5 Jul 2013)
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Recent activity

Updates to this firm's record on the FCA register.

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