Duke Street LLP

Date authorised
1 April 2013
Companies House
OC356346
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Duke Street
    Carrington House
    126-130 Regent Street
    London
    Westminster
    W1S 5SE
    UNITED KINGDOM
    Phone
    +4402076638500
    Web
    https://www.dukestreet.com

  • Complaints Contact

    Duke Street
    Carrington House
    126-130 Regent Street
    London
    Westminster
    W1B 5SE
    UNITED KINGDOM
    Phone
    +4402076638500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James William Almond

    IRN JWA01039

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (20 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (23 Sep 2015 to 8 Dec 2019)
  • Jason Lawford

    IRN JXL17903

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (20 Aug 2019 to 8 Dec 2019)
    • CF4 Partner (20 Aug 2019 to 8 Dec 2019)
  • Jean Marc Dayan

    IRN JMD01242

    • CF30 Customer (5 Jan 2011 to 2 Aug 2013)
    • CF4 Partner (5 Jan 2011 to 2 Aug 2013)
  • John David Harper

    IRN JDH01180

    • CF4 Partner (5 Jan 2011 to 30 Jun 2012)
    • CF30 Customer (5 Jan 2011 to 30 Jun 2012)
  • Joseph Henry Thompson

    IRN JXT00301

    • SMF27 Partner (since 4 Oct 2023)
  • Lilimarlen Hoff

    IRN LXH01322

    • CF10 Compliance Oversight (5 Jan 2011 to 1 May 2013)
    • CF11 Money Laundering Reporting (5 Jan 2011 to 1 May 2013)
  • Miles Marius Cresswell-Turner

    IRN MMC01023

    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF30 Customer (5 Jan 2011 to 8 Dec 2019)
    • CF4 Partner (5 Jan 2011 to 8 Dec 2019)
  • Nikola Jan Sutherland

    IRN NXS01160

    • CF10a CASS Oversight function (1 Oct 2011 to 4 Jul 2012)
    • CF28 Systems and controls (5 Jan 2011 to 12 Jul 2012)
    • CF30 Customer (5 Jan 2011 to 31 Dec 2012)
    • CF4 Partner (5 Jan 2011 to 31 Dec 2012)
  • Oliver Paul Mayer

    IRN OPM01009

    • CF30 Customer (5 Jan 2011 to 13 Jun 2012)
    • CF4 Partner (5 Jan 2011 to 9 Jul 2012)
  • Paul James Adams

    IRN PXA00104

    • SMF27 Partner (since 13 May 2021)
    • [FCA CF] Client dealing (since 13 May 2021)
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Recent activity

Updates to this firm's record on the FCA register.

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