Nikola Jan Sutherland

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Apiary Capital LLP

    FRN 790024

    • [FCA CF] Client dealing (since 19 Feb 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 May 2025)
    • CF30 Customer (11 Apr 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Apr 2018 to 8 Dec 2019)
    • CF4 Partner (11 Apr 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Apr 2018 to 8 Dec 2019)
  • Frank Investments Limited (no longer approved here)

    FRN 627697

    • CF30 Customer (27 Nov 2017 to 10 Apr 2018)
    • CF4 Partner (AR) (27 Nov 2017 to 10 Apr 2018)
  • Bowmark Capital LLP (no longer approved here)

    FRN 473422

    • CF30 Customer (11 Jan 2016 to 31 Jan 2017)
    • CF4 Partner (13 Oct 2015 to 31 Jan 2017)
  • Duke Street V Limited (no longer approved here)

    FRN 194782

    • CF10a CASS Oversight function (1 Oct 2011 to 4 Jul 2012)
    • CF1 Director (15 Oct 2009 to 31 Dec 2012)
    • CF30 Customer (15 Oct 2009 to 31 Dec 2012)
    • CF28 Systems and controls (15 Oct 2009 to 12 Jul 2012)
  • Duke Street LLP (no longer approved here)

    FRN 521314

    • CF10a CASS Oversight function (1 Oct 2011 to 4 Jul 2012)
    • CF4 Partner (5 Jan 2011 to 31 Dec 2012)
    • CF28 Systems and controls (5 Jan 2011 to 12 Jul 2012)
    • CF30 Customer (5 Jan 2011 to 31 Dec 2012)
  • Park Square Capital, LLP (no longer approved here)

    FRN 414858

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF4 Partner (3 Oct 2006 to 31 Mar 2008)
    • CF21 Investment Adviser (22 Apr 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (22 Apr 2005 to 31 Mar 2008)
    • CF10 Compliance Oversight (22 Apr 2005 to 31 Mar 2008)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 10 Oct 2003)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 10 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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