Joseph Henry Thompson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Duke Street LLP
FRN 521314
- SMF27 Partner (since 4 Oct 2023)
Terra Firma Capital Partners Limited (no longer approved here)
FRN 208680
- (142)[FCA CF] Client dealing (19 Nov 2020 to 2 Dec 2022)

Updates to this individual's record on the FCA register.

2 days ago
controlled function added: (142)[FCA CF] Client dealing at Terra Firma Capital Partners Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.