Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Duke Street V Limited
FRN 194782
- SMF16 Compliance Oversight (since 15 Mar 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Mar 2023)
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Duke Street LLP
FRN 521314
- SMF16 Compliance Oversight (since 15 Mar 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Mar 2023)
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- [FCA CF] Significant management (9 Dec 2019 to 23 Feb 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 6 Dec 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Dec 2022)
- CF11 Money Laundering Reporting (4 Feb 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (4 Feb 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.