Duke Street V Limited

Date authorised
1 April 2013
Companies House
04071494
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Duke Street
    Carrington House
    103 Wigmore Street
    London
    Westminster
    W1B 5SE 1QS
    UNITED KINGDOM
    Phone
    +4402076638522
    Web
    https://www.dukestreet.com

  • Complaints Contact

    Duke Street
    Carrington House
    126-130 Regent Street
    London
    Westminster
    W1B 5SE
    UNITED KINGDOM
    Phone
    +442076638500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to transaction-only activities.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Frederic Jean Francois Chauffier

    IRN FJC01013

    • CF30 Customer (1 Nov 2007 to 21 May 2012)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Jul 2009)
  • Giles Ashley Cheek

    IRN GAC01051

    • CF1 Director (14 Mar 2002 to 22 Aug 2003)
    • CF27 Investment Management (1 Dec 2001 to 22 Aug 2003)
  • Hannah Margaret Jane Price

    IRN HMP01053

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Mar 2023)
    • SMF16 Compliance Oversight (since 15 Mar 2023)
  • Iain Alexander Kennedy

    IRN IAK01010

    • CF30 Customer (1 Nov 2007 to 5 Jul 2013)
    • CF1 Director (14 Mar 2002 to 5 Jul 2013)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • James Richard Canning Weir

    IRN JRW01097

    • CF1 Director (1 Dec 2001 to 1 Apr 2003)
    • CF27 Investment Management (1 Dec 2001 to 1 Apr 2003)
  • James William Almond

    IRN JWA01039

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (20 Aug 2019 to 8 Dec 2019)
    • CF1 Director (20 Aug 2019 to 8 Dec 2019)
  • Jason Lawford

    IRN JXL17903

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (20 Aug 2019 to 8 Dec 2019)
    • CF1 Director (20 Aug 2019 to 8 Dec 2019)
  • Jeffrey Philip Belkin

    IRN JPB01151

    • CF28 Systems and controls (1 Nov 2007 to 31 Oct 2009)
    • CF13 Finance (23 Jan 2002 to 31 Oct 2007)
    • CF1 Director (23 Jan 2002 to 31 Oct 2009)
  • John Christopher Mozeen Hudson

    IRN JCH01084

    • CF1 Director (24 Jan 2002 to 30 Jun 2002)
    • CF27 Investment Management (1 Dec 2001 to 30 Jun 2002)
    • CF13 Finance (1 Dec 2001 to 24 Jan 2002)
  • John David Harper

    IRN JDH01180

    • CF30 Customer (6 Oct 2009 to 30 Jun 2012)
    • CF1 Director (4 Sep 2008 to 30 Jun 2012)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.