Covestium Ltd

• Principal Place of Business

  Mockham Barton

  Brayford

  Barnstaple

  Devon

  EX32 7LH

  UNITED KINGDOM

  Phone

  +4402032861544

  Web

  https://www.covestium.co.uk

• Complaints Contact

  Mockham Barton

  Brayford

  Barnstaple

  Devon

  EX32 7LH

  UNITED KINGDOM

  Phone

  +4402032861544

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Justin James Jordan Meakin

  IRN JJM01215

  • CF22 Investment Adviser (Trainee) (6 Nov 2006 to 1 Feb 2007)
• Karl-Gustav Wildrich Georg Josef Maria Von Furstenberg

  IRN KWV01000

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (16 Oct 2018 to 8 Dec 2019)
  • CF28 Systems and controls (16 Oct 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (16 Oct 2018 to 8 Dec 2019)
  • CF1 Director (24 May 2011 to 17 Jun 2013)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
  • CF27 Investment Management (4 Jul 2007 to 31 Oct 2007)
• Keith Kevin Weightman

  IRN KKW01008

  • CF27 Investment Management (30 Apr 2002 to 14 Mar 2003)
• Marc Geoffrey Freeman

  IRN MGF01013

  • CF27 Investment Management (1 Dec 2001 to 23 Jul 2002)
• Mark Aslan Joshua

  IRN MAJ01105

  • CF2 Non Executive Director (16 Sep 2019 to 8 Dec 2019)
  • CF1 Director (26 Jan 2018 to 2 Oct 2018)
  • CF30 Customer (30 Apr 2008 to 2 Oct 2018)
• Michael Garvin Hamill

  IRN MGH01100

  • CF30 Customer (1 Nov 2007 to 9 Nov 2012)
  • CF27 Investment Management (27 Jul 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (27 Jul 2007 to 31 Oct 2007)
• Michael James Lowles Stratton

  IRN MJS01208

  • CF27 Investment Management (8 May 2002 to 30 Apr 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2003)
  • CF1 Director (1 Dec 2001 to 30 Apr 2003)
• Oliver James Stainer

  IRN OJS01008

  • CF22 Investment Adviser (Trainee) (20 Sep 2006 to 1 Feb 2007)
• Paul Alan Mansfield

  IRN PXM01687

  • CF26 Customer Trading (1 Feb 2007 to 1 Feb 2007)
  • CF22 Investment Adviser (Trainee) (1 Feb 2007 to 1 Feb 2007)
• Piers Charles William Hill

  IRN PCH01040

  • CF21 Investment Adviser (7 Jun 2004 to 24 Sep 2007)
  • CF1 Director (AR) (1 Oct 2003 to 24 Sep 2007)

• Cornhill Asset Management Ltd (no longer appointed)

  FRN 424353 · Appointed 24 Jan 2005 · Until 7 Feb 2007

• Turnstone Asset Management Ltd (no longer appointed)

  FRN 228590 · Appointed 22 Sep 2003 · Until 7 Dec 2004

No changes recorded yet.