Oliver James Stainer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited

    FRN 124259

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 2 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
    • [FCA CF] Client dealing (since 1 Oct 2020)
    • CF30 Customer (10 Feb 2012 to 8 Dec 2019)
  • Pello Capital Limited (no longer approved here)

    FRN 449720

    • CF30 Customer (1 Nov 2007 to 21 Jan 2008)
    • CF21 Investment Adviser (21 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Feb 2007 to 21 Sep 2007)
  • Covestium Ltd (no longer approved here)

    FRN 184116

    • CF22 Investment Adviser (Trainee) (20 Sep 2006 to 1 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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