Covestium Ltd

• Principal Place of Business

  Mockham Barton

  Brayford

  Barnstaple

  Devon

  EX32 7LH

  UNITED KINGDOM

  Phone

  +4402032861544

  Web

  https://www.covestium.co.uk

• Complaints Contact

  Mockham Barton

  Brayford

  Barnstaple

  Devon

  EX32 7LH

  UNITED KINGDOM

  Phone

  +4402032861544

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Richard Earthrowl

  IRN RSE01009

  • CF21 Investment Adviser (10 Jan 2006 to 1 Feb 2007)
  • CF26 Customer Trading (10 Jan 2006 to 1 Feb 2007)
• Richard Harris

  IRN RXH01393

  • CF27 Investment Management (29 May 2002 to 31 Dec 2002)
  • CF21 Investment Adviser (29 May 2002 to 31 Dec 2002)
• Richard Mark Lee

  IRN RML01079

  • CF22 Investment Adviser (Trainee) (19 Jun 2006 to 1 Feb 2007)
• Robert Babar

  IRN RJB01434

  • CF22 Investment Adviser (Trainee) (6 Nov 2006 to 1 Feb 2007)
• Robin Farrell

  IRN RXF01163

  • CF21 Investment Adviser (23 Oct 2003 to 14 Jun 2005)
• Robin James Garrow

  IRN RJG01087

  • CF30 Customer (1 Nov 2007 to 10 Mar 2008)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Sam Adedamola Olawale

  IRN SAO01024

  • CF22 Investment Adviser (Trainee) (10 Jan 2006 to 25 Aug 2006)
• Simeon Peter Wolff Metternich

  IRN SPW01062

  • CF30 Customer (1 Nov 2007 to 1 May 2012)
  • CF21 Investment Adviser (28 Sep 2002 to 31 Oct 2007)
• Stefan Olivier

  IRN SXO01162

  • CF22 Investment Adviser (Trainee) (17 Jan 2006 to 1 Feb 2007)
• Tom Whitehead

  IRN TXW01249

  • CF21 Investment Adviser (7 Sep 2006 to 1 Feb 2007)
  • CF22 Investment Adviser (Trainee) (21 Jun 2005 to 7 Sep 2006)

• Cornhill Asset Management Ltd (no longer appointed)

  FRN 424353 · Appointed 24 Jan 2005 · Until 7 Feb 2007

• Turnstone Asset Management Ltd (no longer appointed)

  FRN 228590 · Appointed 22 Sep 2003 · Until 7 Dec 2004

No changes recorded yet.