Richard Mark Lee

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JTC GAS UK LLP (no longer approved here)

    FRN 551769

    • [FCA CF] Client dealing (1 Jun 2020 to 24 Jan 2022)
    • CF30 Customer (22 Mar 2018 to 8 Dec 2019)
  • Binary Capital Limited (no longer approved here)

    FRN 507900

    • CF30 Customer (6 Sep 2017 to 1 Dec 2017)
  • Barak UK Limited (no longer approved here)

    FRN 744185

    • Employed By (6 Sep 2017 to 1 Dec 2017)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (11 Jan 2010 to 11 Jan 2010)
  • Pello Capital Limited (no longer approved here)

    FRN 449720

    • CF30 Customer (1 Nov 2007 to 3 Mar 2008)
    • CF21 Investment Adviser (8 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Feb 2007 to 8 Feb 2007)
  • Covestium Ltd (no longer approved here)

    FRN 184116

    • CF22 Investment Adviser (Trainee) (19 Jun 2006 to 1 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.