Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 3 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 3 Jun 2024)
    • [FCA CF] Material risk taker (3 Jun 2024 to 14 Jan 2026)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • CF30 Customer (18 Apr 2013 to 12 Jun 2018)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF30 Customer (11 Apr 2008 to 18 Mar 2013)
  • Pello Capital Limited (no longer approved here)

    FRN 449720

    • CF30 Customer (1 Nov 2007 to 23 Jan 2008)
    • CF22 Investment Adviser (Trainee) (8 Feb 2007 to 31 Oct 2007)
    • CF26 Customer Trading (8 Feb 2007 to 31 Oct 2007)
  • Covestium Ltd (no longer approved here)

    FRN 184116

    • CF26 Customer Trading (1 Feb 2007 to 1 Feb 2007)
    • CF22 Investment Adviser (Trainee) (1 Feb 2007 to 1 Feb 2007)
  • Spreadex Limited (no longer approved here)

    FRN 190941

    • CF26 Customer Trading (10 Jun 2003 to 30 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.