Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MHA Wealth Limited
FRN 143715
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 3 Jun 2024)
- [FCA CF] Functions requiring qualifications (since 3 Jun 2024)
- [FCA CF] Material risk taker (3 Jun 2024 to 14 Jan 2026)
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- CF30 Customer (18 Apr 2013 to 12 Jun 2018)
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- CF30 Customer (11 Apr 2008 to 18 Mar 2013)
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- CF30 Customer (1 Nov 2007 to 23 Jan 2008)
- CF22 Investment Adviser (Trainee) (8 Feb 2007 to 31 Oct 2007)
- CF26 Customer Trading (8 Feb 2007 to 31 Oct 2007)
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- CF26 Customer Trading (1 Feb 2007 to 1 Feb 2007)
- CF22 Investment Adviser (Trainee) (1 Feb 2007 to 1 Feb 2007)
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- CF26 Customer Trading (10 Jun 2003 to 30 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.