Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Philip Harris

  IRN PMH00001

  • [FCA CF] Client dealing (4 May 2018 to 5 Apr 2019)
  • [FCA CF] Functions requiring qualifications (9 Feb 2018 to 5 Apr 2019)
  • SMF1 Chief Executive (7 Mar 2016 to 30 Jun 2017)
  • [FCA CF] Material risk taker (7 Mar 2016 to 25 Jun 2019)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 25 Jun 2019)
  • Responsible for Insurance Mediation (26 Mar 2015 to 30 Jun 2017)
  • CF3 Chief Executive (17 Feb 2015 to 6 Mar 2016)
  • CF1 Director (17 Feb 2015 to 6 Mar 2016)
• Philip James Aleppo

  IRN PJA00011

  • [FCA CF] Client dealing (31 Oct 2019 to 30 Aug 2023)
  • [FCA CF] Functions requiring qualifications (31 Oct 2019 to 30 Aug 2023)
  • [FCA CF] Manager of certification employee (31 Oct 2019 to 30 Aug 2023)
• Philip Keebler Ryan

  IRN PKR01014

  • CF2 Non Executive Director (21 Jul 2006 to 11 Jan 2008)
• Philip Martin Cutts

  IRN PMC01056

  • Responsible for Insurance Mediation (8 Aug 2011 to 30 Jun 2014)
  • CF3 Chief Executive (8 Aug 2011 to 30 Jun 2014)
  • CF1 Director (8 Aug 2011 to 30 Jun 2014)
  • CF30 Customer (30 Mar 2011 to 13 Feb 2012)
• Philip Mervyn Dench

  IRN PMD01051

  • CF11 Money Laundering Reporting (16 Feb 2004 to 10 Jun 2005)
  • CF10 Compliance Oversight (16 Feb 2004 to 10 Jun 2005)
• Philippa Bonsall

  IRN PRB01190

  • [FCA CF] Functions requiring qualifications (4 Feb 2019 to 7 Dec 2022)
  • [FCA CF] Client dealing (4 Feb 2019 to 7 Dec 2022)
• Philippe Theytaz

  IRN PXT00031

  • [PRA CF] Significant risk taker or Material risk taker (21 Oct 2021 to 30 Sep 2023)
  • [FCA CF] Material risk taker (21 Oct 2021 to 30 Sep 2023)
  • Director of firm who is not a certification employee or a SMF manager (10 Sep 2020 to 30 Sep 2023)
• Phillip John Scurlock-Davies

  IRN PJS01191

  • CF30 Customer (25 Sep 2009 to 27 Jan 2012)
• Pier Luigi Leon

  IRN PLL01036

  • [FCA CF] Client dealing (4 May 2018 to 13 Aug 2023)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 Aug 2023)
  • CF30 Customer (19 Mar 2014 to 6 Mar 2016)
• Pierre Paul Andre Gerbier

  IRN PPG01010

  • CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2002)

No changes recorded yet.