Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pierre-David Bertin

    IRN PXB00107

    • [FCA CF] Client dealing (4 May 2018 to 5 Mar 2025)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 5 Mar 2025)
  • Pierre-David Robert Marlel Bertin

    IRN PRB01165

    • CF30 Customer (27 May 2014 to 6 Mar 2016)
  • Piers A Harris

    IRN PAH01148

    • [FCA CF] Client dealing (4 May 2018 to 29 May 2019)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 29 May 2019)
    • CF30 Customer (2 Dec 2013 to 6 Mar 2016)
  • Piotr Andrzej Skoczylas

    IRN PXS01425

    • CF30 Customer (28 Mar 2008 to 31 Mar 2009)
  • Pontus Bengt Hagno

    IRN PBH01045

    • CF30 Customer (26 May 2010 to 11 Jul 2011)
  • Pontus Kim Aldell

    IRN PXA01139

    • CF30 Customer (1 Nov 2007 to 11 May 2011)
    • CF27 Investment Management (30 Mar 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
  • Premrajan Singh Johal

    IRN PSJ01016

    • CF21 Investment Adviser (13 Dec 2004 to 6 Oct 2006)
  • Prijesh Patel

    IRN PXP00073

    • [FCA CF] Client dealing (5 Mar 2020 to 20 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 Jan 2017 to 20 Mar 2023)
  • Pritosh Ranjan

    IRN PXR01429

    • CF30 Customer (31 Jul 2008 to 13 May 2009)
  • Qiaojia Li

    IRN QXL01011

    • CF30 Customer (15 Jul 2013 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.