Pritosh Ranjan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 14 Feb 2023)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 9 Feb 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 9 Feb 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 18 Oct 2021)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 9 Feb 2023)
    • CF30 Customer (3 Feb 2010 to 6 Mar 2016)
    • CF29 Significant management (3 Feb 2010 to 6 Mar 2016)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (17 Mar 2015 to 8 Dec 2019)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (31 Jul 2008 to 13 May 2009)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (2 Feb 2007 to 15 Aug 2007)
    • CF22 Investment Adviser (Trainee) (16 Dec 2005 to 2 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.