Philip Mervyn Dench

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saranac Partners Limited

    FRN 763601

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (3 May 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 May 2017 to 8 Dec 2019)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF10 Compliance Oversight (28 Jan 2011 to 31 Jan 2013)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF10 Compliance Oversight (16 Feb 2004 to 10 Jun 2005)
    • CF11 Money Laundering Reporting (16 Feb 2004 to 10 Jun 2005)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF11 Money Laundering Reporting (31 May 2002 to 9 Jan 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 9 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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