Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF1 Director (8 Aug 2011 to 30 Jun 2014)
    • CF3 Chief Executive (8 Aug 2011 to 30 Jun 2014)
    • Responsible for Insurance Mediation (8 Aug 2011 to 30 Jun 2014)
    • CF30 Customer (30 Mar 2011 to 13 Feb 2012)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 13 Mar 2008)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF29 Significant management (1 Nov 2007 to 31 Mar 2010)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • RBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 189154

    • CF2 Non Executive Director (29 Jul 2004 to 6 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.