Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capricorn Private Investments Limited
FRN 973321
- [FCA CF] Client dealing (since 19 Apr 2024)
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- [FCA CF] Functions requiring qualifications (23 Jan 2023 to 5 Oct 2023)
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- [FCA CF] Client dealing (4 Feb 2019 to 7 Dec 2022)
- [FCA CF] Functions requiring qualifications (4 Feb 2019 to 7 Dec 2022)
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- CF30 Customer (25 Oct 2011 to 23 Jul 2015)
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- CF30 Customer (25 Oct 2011 to 23 Jul 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.