Philip Harris

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Avelios Alternative Assets Limited

    FRN 928816

    • CF1 Director (AR) (since 1 May 2024)
    • CF30 Customer (since 1 May 2024)
  • ARBRA WEALTH MANAGEMENT LTD

    FRN 996592

    • (2)Employed By (since 1 May 2024)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • [FCA CF] Client dealing (19 May 2023 to 26 Jun 2023)
    • CF1 Director (AR) (4 Apr 2023 to 26 Jun 2023)
    • CF30 Customer (4 Apr 2023 to 26 Jun 2023)
    • CF3 Chief Executive (AR) (4 Apr 2023 to 26 Jun 2023)
  • Oakham Wealth Management Ltd (no longer approved here)

    FRN 431206

    • CF30 Customer (3 Dec 2021 to 12 Jun 2023)
    • CF4 Partner (AR) (3 Dec 2021 to 12 Jun 2023)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Client dealing (4 May 2018 to 5 Apr 2019)
    • [FCA CF] Functions requiring qualifications (9 Feb 2018 to 5 Apr 2019)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 25 Jun 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 25 Jun 2019)
    • SMF1 Chief Executive (7 Mar 2016 to 30 Jun 2017)
    • Responsible for Insurance Mediation (26 Mar 2015 to 30 Jun 2017)
    • CF1 Director (17 Feb 2015 to 6 Mar 2016)
    • CF3 Chief Executive (17 Feb 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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