Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Nicholas Dale

  IRN NHD01015

  • [FCA CF] Client dealing (4 May 2018 to 10 Aug 2022)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 10 Aug 2022)
  • CF30 Customer (3 Mar 2014 to 6 Mar 2016)
• Nicholas Kenneth Davis

  IRN NKD01003

  • CF27 Investment Management (1 Dec 2001 to 28 Sep 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 28 Sep 2004)
• Nicholas Livingstone

  IRN NJL01059

  • CF28 Systems and controls (29 Jul 2014 to 27 Apr 2015)
• Nicholas Manning

  IRN NJM01179

  • CF30 Customer (25 Jul 2008 to 11 Dec 2008)
• Nicholas Michael Benachi

  IRN NMB01038

  • CF30 Customer (1 Nov 2007 to 5 Jun 2008)
  • CF27 Investment Management (30 Mar 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Nicholas Munro Reid

  IRN NMR01021

  • CF21 Investment Adviser (6 Feb 2002 to 15 Apr 2005)
• Nicholas Robert Webb

  IRN NRW01037

  • CF30 Customer (2 Dec 2013 to 3 Sep 2014)
• Nicholas Roger Barton

  IRN NRB01075

  • CF30 Customer (28 Jun 2010 to 16 Nov 2012)
• Nicholas Timothy Keenan

  IRN NTK01006

  • CF30 Customer (23 Jan 2008 to 30 Mar 2009)
• Nicholas William Windrow Bowman

  IRN NWB01031

  • CF30 Customer (1 Nov 2007 to 18 May 2012)
  • CF22 Investment Adviser (Trainee) (16 Oct 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (5 Oct 2007 to 19 Oct 2007)

No changes recorded yet.