Nicholas Manning

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Client dealing (31 Jan 2019 to 15 Jan 2021)
    • [FCA CF] Functions requiring qualifications (6 Dec 2018 to 15 Jan 2021)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • [FCA CF] Client dealing (23 Nov 2017 to 9 Feb 2018)
    • [FCA CF] Functions requiring qualifications (23 Nov 2017 to 9 Feb 2018)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Feb 2018)
    • CF30 Customer (8 Nov 2013 to 6 Mar 2016)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (8 Nov 2013 to 10 Jul 2014)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (31 Oct 2013 to 9 Feb 2018)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (25 Jul 2008 to 11 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.