Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Nick Williams

  IRN NHW01015

  • CF30 Customer (28 Nov 2013 to 24 Apr 2014)
• Nick Wilson Jenner

  IRN NWJ01005

  • CF30 Customer (1 Nov 2007 to 20 Mar 2009)
  • CF22 Investment Adviser (Trainee) (16 Jul 2007 to 31 Oct 2007)
• Nicola Kane

  IRN NSK01025

  • CF29 Significant management (29 Jul 2014 to 6 Mar 2016)
• Nicola Lusengo

  IRN NXL00024

  • [FCA CF] Client dealing (5 Mar 2020 to 6 Apr 2022)
  • [FCA CF] Functions requiring qualifications (13 Feb 2017 to 6 Apr 2022)
• Nicolas Guenot

  IRN NVG01008

  • [FCA CF] Client dealing (5 Jun 2023 to 5 Mar 2025)
  • [FCA CF] Functions requiring qualifications (5 Jun 2023 to 30 Jun 2025)
• Nicolas Joseph Hirth

  IRN NJH01098

  • CF30 Customer (21 Apr 2014 to 6 Mar 2016)
• Nicolo Meroni

  IRN NXM00561

  • [FCA CF] Functions requiring qualifications (25 Mar 2024 to 23 Jun 2025)
  • [FCA CF] Client dealing (25 Mar 2024 to 5 Mar 2025)
• Nikhil Kumar

  IRN NXK01190

  • [FCA CF] Client dealing (4 May 2019 to 1 Apr 2021)
  • [FCA CF] Functions requiring qualifications (25 May 2016 to 1 Apr 2021)
• Nikhil Patel

  IRN NXP01911

  • SMF24 Chief Operations (8 Aug 2018 to 16 Feb 2020)
• Nirav Gandhi

  IRN NXG01219

  • CF30 Customer (1 Nov 2007 to 12 Jan 2010)
  • CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)

No changes recorded yet.