Nicola Kane

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CITICORP TRUSTEE COMPANY LIMITED

    FRN 122206

    • [FCA CF] Manager of certification employee (since 13 Apr 2023)
    • [FCA CF] Material risk taker (since 22 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Dec 2022)
  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Manager of certification employee (since 13 Apr 2023)
    • [FCA CF] Material risk taker (since 22 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Dec 2022)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 13 Apr 2023)
    • [FCA CF] Material risk taker (since 28 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 28 Nov 2022)
  • Citibank Europe plc

    FRN 211646

    • [FCA CF] Manager of certification employee (since 13 Apr 2023)
    • [FCA CF] Material risk taker (since 22 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Dec 2022)
  • Citibank UK Limited

    FRN 805574

    • [FCA CF] Manager of certification employee (since 13 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Dec 2022)
    • [FCA CF] Material risk taker (since 22 Dec 2022)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • SMF7 Group Entity Senior Manager (8 May 2018 to 24 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 7 Jun 2022)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 4 Dec 2017)
    • [FCA CF] Material risk taker (7 Mar 2016 to 7 Jun 2022)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 7 Jun 2022)
    • CF29 Significant management (29 Jul 2014 to 6 Mar 2016)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF29 Significant management (29 Jul 2014 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF10a CASS Oversight function (21 Mar 2013 to 14 Mar 2014)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF10a CASS Oversight function (1 Jan 2012 to 14 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

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