Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Nisha Patel

  IRN NXP01323

  • [FCA CF] Client dealing (4 May 2018 to 14 Dec 2023)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 14 Dec 2023)
  • CF30 Customer (2 Dec 2013 to 6 Mar 2016)
• Noel Nicholas Ferguson

  IRN NXF79369

  • [PRA CF] Significant risk taker or Material risk taker (since 18 Oct 2024)
  • [FCA CF] Material risk taker (since 18 Oct 2024)
• Nolan Watts

  IRN NJW01092

  • [FCA CF] Functions requiring qualifications (25 May 2016 to 22 Jan 2019)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Nora Kristin Wickencamp

  IRN NKW00009

  • CF21 Investment Adviser (9 May 2007 to 9 May 2007)
  • CF22 Investment Adviser (Trainee) (30 Mar 2006 to 15 May 2007)
• Olga Bashkina

  IRN OXB01110

  • CF30 Customer (3 Mar 2014 to 6 Mar 2016)
• Olga Guejimi

  IRN OXG00011

  • [FCA CF] Functions requiring qualifications (19 Oct 2023 to 5 Mar 2025)
  • [FCA CF] Client dealing (30 Sep 2019 to 19 May 2023)
• Oliver Antony Goldingham

  IRN OAG01010

  • [FCA CF] Manager of certification employee (24 Feb 2023 to 30 Sep 2025)
  • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 5 Mar 2025)
  • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2025)
  • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
• Oliver D'Auvergne Prendergast

  IRN ODP01004

  • CF30 Customer (29 Nov 2007 to 29 Apr 2013)
• Oliver Henry Brind

  IRN OHB01001

  • CF30 Customer (2 Aug 2010 to 27 Jan 2012)
• Oliver James Beasant

  IRN OXB59702

  • [FCA CF] Client dealing (1 Jun 2022 to 31 Aug 2023)
  • [FCA CF] Functions requiring qualifications (1 Jun 2022 to 31 Aug 2023)

No changes recorded yet.