Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Oliver Kersh

    IRN OLK01002

    • CF30 Customer (2 Dec 2013 to 31 Jan 2014)
  • Oliver Knights

    IRN OXK01104

    • [FCA CF] Client dealing (4 May 2018 to 29 May 2019)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 29 May 2019)
    • CF30 Customer (21 Apr 2014 to 6 Mar 2016)
  • Oliver Robertson

    IRN OBR01000

    • [FCA CF] Functions requiring qualifications (27 Jul 2018 to 31 Dec 2021)
    • [FCA CF] Client dealing (4 May 2018 to 31 Dec 2021)
  • Oliver Simon Ingram

    IRN OSI01000

    • CF30 Customer (18 Apr 2008 to 27 Oct 2011)
  • Olivia Bertolaso

    IRN OXB00082

    • [FCA CF] Client dealing (7 Dec 2021 to 11 Aug 2022)
    • [FCA CF] Functions requiring qualifications (7 Dec 2021 to 11 Aug 2022)
  • Olivier Demey

    IRN OXD01014

    • CF30 Customer (1 Nov 2007 to 9 Jul 2012)
    • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
  • Olivier Steimer

    IRN OXS01026

    • CF1 Director (1 Dec 2001 to 9 Jan 2002)
  • Olivier Zoelly

    IRN OXZ01004

    • CF30 Customer (28 Jan 2009 to 28 May 2012)
  • Omar Barghout

    IRN OXB01064

    • CF30 Customer (1 Nov 2007 to 11 Dec 2008)
    • CF21 Investment Adviser (10 Jan 2007 to 31 Oct 2007)
  • Omar El Idrissi

    IRN OXE00045

    • [FCA CF] Client dealing (since 11 Oct 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.