Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 1 Oct 2025)
- [FCA CF] Manager of certification employee (since 1 Oct 2025)
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- [FCA CF] Manager of certification employee (24 Feb 2023 to 30 Sep 2025)
- [FCA CF] Functions requiring qualifications (1 Jan 2020 to 5 Mar 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2025)
- CF30 Customer (2 Jun 2014 to 6 Mar 2016)
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- CF30 Customer (15 Mar 2012 to 1 Jun 2014)
- CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.