Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 1 Oct 2025)
    • [FCA CF] Manager of certification employee (since 1 Oct 2025)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Manager of certification employee (24 Feb 2023 to 30 Sep 2025)
    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 5 Mar 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2025)
    • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (15 Mar 2012 to 1 Jun 2014)
    • CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.