Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (4 May 2019 to 1 Apr 2021)
- [FCA CF] Functions requiring qualifications (25 May 2016 to 1 Apr 2021)
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- CF30 Customer (18 Aug 2009 to 25 Feb 2016)
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- CF30 Customer (1 Nov 2007 to 20 Apr 2009)
- CF22 Investment Adviser (Trainee) (15 Aug 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (21 Sep 2006 to 31 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.