Nicholas Timothy Keenan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED

    FRN 144206

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 1 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 17 Feb 2022)
    • [FCA CF] Client dealing (since 17 Feb 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF29 Significant management (7 Oct 2014 to 6 Mar 2016)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (23 Jan 2008 to 30 Mar 2009)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (10 Jan 2008 to 23 Jan 2008)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 7 Nov 2007)
    • CF21 Investment Adviser (24 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Oct 2004 to 24 May 2005)
  • Carpenter Rees Limited (no longer approved here)

    FRN 189740

    • CF21 Investment Adviser (1 Jan 2002 to 4 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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