Nicholas Livingstone

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- [FCA CF] Material risk taker (7 Mar 2016 to 7 Jul 2019)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 7 Jul 2019)
- CF28 Systems and controls (29 Jul 2014 to 27 Apr 2015)
UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)
FRN 114627
- CF28 Systems and controls (29 Jul 2014 to 24 Apr 2015)
Credit Suisse (UK) Limited (no longer approved here)
FRN 124269
- CF28 Systems and controls (29 Jul 2014 to 27 Apr 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.