Nicholas Kenneth Davis

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oakglen Wealth Limited

    FRN 961763

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 5 May 2023)
    • [FCA CF] Client dealing (since 5 May 2023)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 6 Mar 2023)
    • [FCA CF] Client dealing (1 Oct 2020 to 6 Mar 2023)
    • CF30 Customer (6 Jun 2013 to 8 Dec 2019)
  • Asset Management One International Ltd. (no longer approved here)

    FRN 186147

    • CF30 Customer (18 Apr 2008 to 17 Jul 2008)
  • CCLA INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119281

    • CF30 Customer (1 Nov 2007 to 17 Jan 2008)
    • CF21 Investment Adviser (9 Jan 2006 to 31 Oct 2007)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF27 Investment Management (1 Dec 2001 to 28 Sep 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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