Oakglen Wealth Limited

• Principal Place of Business

  Oakglen Group

  30-31 Golden Square

  London

  Westminster

  W1F 9LD

  UNITED KINGDOM

  Phone

  +442045831118

  Web

  https://www.oakglenwealth.com

• Complaints Contact

  Oakglen Group

  30-31 Golden Square

  London

  Westminster

  W1F 9LD

  UNITED KINGDOM

  Phone

  +442045831118

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Allan Barbour Stewart

  IRN ABS01060

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 13. Giving personal recommendations on and dealing with derivatives
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 3. Giving personal recommendations on derivatives
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 5 May 2023)
  • [FCA CF] Functions requiring qualifications (since 17 Jan 2023)
  • SMF3 Executive Director (since 3 Aug 2022)
• Dominic Bertram Charles Tayler

  IRN DBT01013

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • SMF3 Executive Director (since 12 Dec 2023)
  • [FCA CF] Functions requiring qualifications (since 26 May 2023)
  • [FCA CF] Client dealing (since 26 May 2023)
• Edward Richard Morison Maidment

  IRN ERM01028

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 5 May 2023)
  • [FCA CF] Client dealing (since 5 May 2023)
• Eloise Calypso Musgrave Rouse

  IRN EXR00180

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 30 Jun 2023)
  • [FCA CF] Client dealing (since 26 May 2023)
• Gillian Kay Thompson-Daly

  IRN GXT00144

  • SMF17 Money Laundering Reporting Officer (MLRO) (3 Aug 2022 to 2 Jan 2025)
  • SMF16 Compliance Oversight (3 Aug 2022 to 17 Jul 2024)
• Helen Westgate

  IRN HXW00272

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 24 Jul 2025)
  • [FCA CF] Client dealing (since 3 Mar 2025)
• Isabella Tayler

  IRN IXT00098

  • [FCA CF] Client dealing (since 3 Mar 2025)
• Jack Harris

  IRN JXH01134

  • [FCA CF] Functions requiring qualifications (30 Jun 2025 to 4 Dec 2025)
  • [FCA CF] Client dealing (3 Mar 2025 to 4 Dec 2025)
• James Alexander Crawford

  IRN JXC00691

  • SMF3 Executive Director (since 3 Aug 2022)
• Jeffrey Eugene Brummette

  IRN JEB01088

  • 14. Managing investments
  • [FCA CF] Client dealing (since 1 May 2025)
  • [FCA CF] Functions requiring qualifications (since 18 Mar 2024)
  • SMF3 Executive Director (since 3 Aug 2022)
  • SMF1 Chief Executive (3 Aug 2022 to 17 Jul 2024)

No changes recorded yet.