Allan Barbour Stewart

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oakglen Wealth Limited

    FRN 961763

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 3. Giving personal recommendations on derivatives
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • [FCA CF] Client dealing (since 5 May 2023)
    • [FCA CF] Functions requiring qualifications (since 17 Jan 2023)
    • SMF3 Executive Director (since 3 Aug 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 8 Feb 2010)
    • CF21 Investment Adviser (20 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Feb 2007 to 20 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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