Dominic Bertram Charles Tayler

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oakglen Wealth Limited

    FRN 961763

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • SMF3 Executive Director (since 12 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 26 May 2023)
    • [FCA CF] Client dealing (since 26 May 2023)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 6 Mar 2023)
    • [FCA CF] Client dealing (1 Oct 2020 to 6 Mar 2023)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 6 Mar 2023)
    • CF30 Customer (31 May 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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