Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 6 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2026)
  • Oakglen Wealth Limited (no longer approved here)

    FRN 961763

    • [FCA CF] Functions requiring qualifications (30 Jun 2025 to 4 Dec 2025)
    • [FCA CF] Client dealing (3 Mar 2025 to 4 Dec 2025)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • [FCA CF] Functions requiring qualifications (16 Jun 2023 to 5 Jan 2025)
    • [FCA CF] Client dealing (16 Jun 2023 to 5 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

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