Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.M. FINN & CO.LTD
FRN 450754
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 6 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 6 Mar 2026)
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- [FCA CF] Functions requiring qualifications (30 Jun 2025 to 4 Dec 2025)
- [FCA CF] Client dealing (3 Mar 2025 to 4 Dec 2025)
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- [FCA CF] Functions requiring qualifications (16 Jun 2023 to 5 Jan 2025)
- [FCA CF] Client dealing (16 Jun 2023 to 5 Jan 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.