Asset Management One International Ltd.
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Asset Management One International Ltd30 Old BaileyLondonCity Of LondonEC4M 7AUUNITED KINGDOM- Phone
- +4402070906800
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Complaints Contact
Asset Management One International Ltd30 Old BaileyLondonCity Of LondonEC4M 7AUUNITED KINGDOM- Phone
- +4402070906800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Akira Noguchi
IRN AXN01231
- CF2 Non Executive Director (1 Apr 2011 to 30 Sep 2016)
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Akitoshi Masuda
IRN AXM04683
- CF2 Non Executive Director (1 Oct 2016 to 1 Apr 2019)
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Alastair George Mills
IRN AGM01178
- [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
- CF30 Customer (23 Oct 2015 to 8 Dec 2019)
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Amelia Viorela Taylor
IRN AVT01003
- CF27 Investment Management (4 Dec 2006 to 31 May 2007)
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Amine Guesmi
IRN AXG01833
- CF30 Customer (5 Feb 2008 to 25 Apr 2013)
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Anca Vasilov
IRN AXV01087
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (12 Nov 2007 to 8 Dec 2019)
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Andrea Bertolotti
IRN AXB01693
- CF27 Investment Management (31 Jul 2002 to 30 Jun 2005)
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Andrea Favaloro
IRN AXF02110
- [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2022)
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Anthony Basil Catachanas
IRN ABC01067
- [FCA CF] Client dealing (9 Dec 2019 to 20 Mar 2020)
- CF30 Customer (30 Apr 2014 to 8 Dec 2019)
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Atsushi Nagayama
IRN AXN01172
- CF2 Non Executive Director (1 Apr 2003 to 1 Apr 2005)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.