Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 16 Oct 2020)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 16 Oct 2020)
- [FCA CF] Material risk taker (7 Mar 2016 to 16 Oct 2020)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 16 Oct 2020)
- CF30 Customer (1 Sep 2013 to 6 Mar 2016)
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- CF30 Customer (5 Feb 2008 to 25 Apr 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.