Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Joaquim Humberto Moinhos Sousa

  IRN JHS01070

  • CF30 Customer (1 Nov 2007 to 21 Oct 2009)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• John Andrew Robarts

  IRN JXR00858

  • [FCA CF] Significant management (since 27 Jun 2025)
  • SMF18 Other Overall Responsibility (31 Jan 2025 to 26 Jun 2025)
  • [PRA CF] Significant risk taker or Material risk taker (31 Oct 2024 to 31 Jan 2025)
  • [FCA CF] Material risk taker (31 Oct 2024 to 31 Jan 2025)
• John Casey

  IRN JVC01025

  • [FCA CF] Client dealing (4 May 2018 to 11 Dec 2019)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 11 Dec 2019)
  • CF30 Customer (12 Jun 2015 to 6 Mar 2016)
• John Christopher Piers Gallagher

  IRN JCG01067

  • CF30 Customer (1 Nov 2007 to 12 Dec 2011)
  • CF26 Customer Trading (17 Aug 2007 to 31 Oct 2007)
• John Edward Bellamy

  IRN JEB01098

  • CF21 Investment Adviser (1 Dec 2001 to 5 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 5 Oct 2007)
• John Edward Leiper

  IRN JEL01105

  • CF30 Customer (2 Dec 2013 to 6 Mar 2016)
• John Heffer

  IRN JEH01186

  • [FCA CF] Client dealing (7 Mar 2016 to 24 Jun 2025)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (14 Dec 2004 to 31 Oct 2007)
• John Ifeatu Emencheta

  IRN JXE01468

  • [FCA CF] Client dealing (1 Feb 2022 to 30 Jun 2025)
  • [FCA CF] Functions requiring qualifications (1 Feb 2022 to 5 Mar 2025)
• John Kumar Malik

  IRN JKM01055

  • Responsibility for MCD Intermediation (21 Mar 2016 to 1 Jan 2017)
  • SMF18 Other Overall Responsibility (7 Mar 2016 to 1 Jan 2017)
  • CF30 Customer (25 Jan 2016 to 6 Mar 2016)
  • CF29 Significant management (22 May 2015 to 6 Mar 2016)
• John Patrick Galvin

  IRN JPG01046

  • CF30 Customer (1 Nov 2007 to 13 May 2008)
  • CF26 Customer Trading (5 Jul 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)

No changes recorded yet.