John Kumar Malik

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • [FCA CF] Manager of certification employee (27 Sep 2021 to 26 Apr 2023)
    • SMF3 Executive Director (9 Dec 2019 to 26 Apr 2023)
    • CF1 Director (27 Feb 2019 to 8 Dec 2019)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • Responsibility for MCD Intermediation (21 Mar 2016 to 1 Jan 2017)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 1 Jan 2017)
    • CF30 Customer (25 Jan 2016 to 6 Mar 2016)
    • CF29 Significant management (22 May 2015 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 1 Jun 2014)
    • CF21 Investment Adviser (20 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.