Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TIMOTHY JAMES & PARTNERS LIMITED (no longer approved here)

    FRN 179854

    • Director of firm who is not a certification employee or a SMF manager (12 Dec 2019 to 27 Feb 2020)
  • W1M Investment Management Limited (no longer approved here)

    FRN 116404

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (8 Oct 2007 to 31 Oct 2007)
    • CF27 Investment Management (8 Oct 2007 to 31 Oct 2007)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF21 Investment Adviser (1 Dec 2001 to 5 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 5 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.