Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• John Philip Ward Brewster

  IRN JPB01274

  • SMF10 Chair of the Risk Committee (7 Mar 2016 to 27 Apr 2017)
  • SMF11 Chair of the Audit Committee (7 Mar 2016 to 27 Apr 2017)
  • CF2 Non Executive Director (16 Jun 2011 to 6 Mar 2016)
• John Samuel Ward Owen

  IRN JSO01011

  • CF30 Customer (28 Jan 2009 to 11 Nov 2010)
• John William Ridout

  IRN JWR01099

  • CF30 Customer (19 Nov 2015 to 6 Mar 2016)
• John Williams

  IRN JHW00016

  • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Jun 2019)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 10 Jun 2019)
  • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
• Jon Julian Wagstaffe

  IRN JJW01077

  • CF30 Customer (1 Nov 2007 to 11 Dec 2008)
  • CF21 Investment Adviser (4 May 2007 to 31 Oct 2007)
• Jonathan George Timothy Unwin

  IRN JGU01001

  • CF30 Customer (1 Sep 2013 to 2 Dec 2015)
• Jonathan Grussing

  IRN JPG01054

  • CF30 Customer (21 Nov 2013 to 24 Apr 2014)
• Jonathan James Falconer

  IRN JJF01063

  • CF11 Money Laundering Reporting (20 Apr 2011 to 5 Sep 2012)
• Jonathan Joshua Lea

  IRN JJL01064

  • CF30 Customer (7 Oct 2010 to 27 Jan 2012)
• Jonathan Leek

  IRN JRL01097

  • CF30 Customer (1 Nov 2007 to 21 Apr 2011)
  • CF26 Customer Trading (10 Nov 2006 to 31 Oct 2007)

No changes recorded yet.