John Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Client dealing (since 6 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 6 Sep 2022)
  • Citibank Europe plc

    FRN 211646

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 6 Sep 2022)
    • [FCA CF] Client dealing (since 6 Sep 2022)
  • Nedbank Private Wealth Limited (no longer approved here)

    FRN 313189

    • [FCA CF] Functions requiring qualifications (13 Mar 2017 to 22 Jul 2022)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 10 Jun 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Jun 2019)
    • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF1 Director (AR) (24 Jan 2014 to 3 Jun 2014)
    • CF30 Customer (27 Nov 2012 to 3 Jun 2014)
    • CF4 Partner (AR) (27 Nov 2012 to 29 Jan 2014)
  • Kuber Ventures Ltd (no longer approved here)

    FRN 574987

    • Employed By (27 Nov 2012 to 3 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

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