Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 27 Jun 2025)
    • SMF18 Other Overall Responsibility (31 Jan 2025 to 26 Jun 2025)
    • [FCA CF] Material risk taker (31 Oct 2024 to 31 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (31 Oct 2024 to 31 Jan 2025)
  • UBS AG

    FRN 186958

    • SMF3 Executive Director (since 4 Nov 2024)
    • [FCA CF] Material risk taker (since 31 Oct 2024)
    • [FCA CF] Significant management (since 31 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 31 Oct 2024)

Recent activity

Updates to this individual's record on the FCA register.

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