Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Isar Rosenberg

    IRN IXR01132

    • [FCA CF] Functions requiring qualifications (7 Mar 2018 to 23 Jun 2025)
    • [FCA CF] Manager of certification employee (4 Sep 2017 to 23 Jun 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Mar 2025)
    • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
  • Ismail Yusuf Ibrahim

    IRN IYI01001

    • CF30 Customer (11 Dec 2009 to 12 Aug 2011)
  • Ivan Francis Narandja

    IRN IFN01001

    • CF21 Investment Adviser (17 Feb 2006 to 2 Jul 2007)
  • Ivan Stuart Gale

    IRN ISG01012

    • CF30 Customer (1 Nov 2007 to 2 Jun 2011)
    • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
  • Ivana Tiphaine Marie Davau

    IRN ITP01001

    • CF30 Customer (1 Nov 2007 to 10 Sep 2009)
    • CF22 Investment Adviser (Trainee) (8 Jun 2007 to 31 Oct 2007)
  • Ivo Fiennes

    IRN IXF01083

    • CF21 Investment Adviser (7 Sep 2005 to 23 Feb 2007)
  • Iyad Ishaq Quttaineh

    IRN IIQ01001

    • CF30 Customer (5 Nov 2012 to 1 Jul 2014)
  • Izabela Adrianna Stawarz

    IRN IXS00155

    • [FCA CF] Client dealing (since 23 Oct 2024)
  • Izabela Szmidt

    IRN IXS01132

    • [FCA CF] Manager of certification employee (19 Jun 2018 to 24 Feb 2025)
    • [FCA CF] Client dealing (19 Aug 2016 to 24 Feb 2025)
  • JEAN-PIERRE NABIL Aoun

    IRN JXA01180

    • CF30 Customer (1 Nov 2007 to 29 Aug 2008)
    • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
    • CF27 Investment Management (30 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.