Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (27 Apr 2022 to 15 Nov 2023)
- SMF18 Other Overall Responsibility (2 Jan 2020 to 22 Mar 2023)
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- CF30 Customer (5 Nov 2012 to 1 Jul 2014)
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- CF30 Customer (26 Aug 2010 to 30 Sep 2011)
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- CF30 Customer (1 Nov 2007 to 12 Apr 2010)
- CF27 Investment Management (18 Apr 2006 to 31 Oct 2007)
- CF21 Investment Adviser (7 Mar 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.