Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jack Alan Hill

    IRN JXH79928

    • [FCA CF] Functions requiring qualifications (6 Apr 2020 to 13 Jul 2023)
    • [FCA CF] Client dealing (6 Apr 2020 to 13 Jul 2023)
  • Jack Hill

    IRN JXH73831

    • [FCA CF] Functions requiring qualifications (6 Apr 2020 to 13 Jul 2023)
    • [FCA CF] Client dealing (6 Apr 2020 to 13 Jul 2023)
  • Jack William Edward Lees

    IRN JXL00411

    • [FCA CF] Functions requiring qualifications (13 Feb 2023 to 31 Jul 2025)
    • [FCA CF] Client dealing (13 Feb 2023 to 5 Mar 2025)
  • Jaclyn Mary Kurysko

    IRN JMK01129

    • CF30 Customer (2 Jun 2014 to 20 Feb 2015)
  • Jafar Hamid

    IRN MJH01245

    • CF30 Customer (4 Nov 2010 to 27 Jan 2012)
  • Jagjit Singh Matharu

    IRN JSM01207

    • CF30 Customer (1 Nov 2007 to 28 Jan 2011)
    • CF22 Investment Adviser (Trainee) (24 Jul 2007 to 31 Oct 2007)
  • Jahedur Rahman

    IRN JXR01627

    • CF30 Customer (28 Nov 2008 to 11 Apr 2010)
  • Jaime Riera

    IRN JXR01699

    • CF30 Customer (19 Dec 2013 to 24 Apr 2014)
  • James Alexander Bull

    IRN JAB01215

    • CF30 Customer (1 Nov 2007 to 21 Sep 2009)
    • CF27 Investment Management (30 Mar 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
  • James Bashford

    IRN JXB01972

    • CF30 Customer (2 Dec 2013 to 10 Nov 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.