Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • [FCA CF] Client dealing (9 Sep 2019 to 31 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 31 Mar 2022)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (4 Nov 2010 to 27 Jan 2012)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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