Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (9 Sep 2019 to 31 Mar 2022)
- [FCA CF] Functions requiring qualifications (9 Sep 2019 to 31 Mar 2022)
-
- CF30 Customer (4 Nov 2010 to 27 Jan 2012)
-
- CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.