Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• James Bruce MacKenzie Gordon

  IRN JBG01019

  • CF21 Investment Adviser (1 Dec 2001 to 6 Jan 2003)
• James Christopher Porteous

  IRN JXP00748

  • [PRA CF] Significant risk taker or Material risk taker (since 14 Aug 2024)
  • [FCA CF] Material risk taker (since 14 Aug 2024)
• James Corry

  IRN JPC01140

  • [FCA CF] Client dealing (5 Mar 2020 to 12 Nov 2021)
  • [FCA CF] Functions requiring qualifications (3 Aug 2016 to 12 Nov 2021)
• James David Edward Joicey-Cecil

  IRN JDJ01009

  • CF30 Customer (1 Nov 2007 to 6 Jun 2008)
  • CF21 Investment Adviser (26 Jan 2004 to 31 Oct 2007)
• James Edgar Charles Robey

  IRN JXR69851

  • [FCA CF] Functions requiring qualifications (20 Feb 2023 to 31 Jul 2025)
  • [FCA CF] Client dealing (20 Feb 2023 to 5 Mar 2025)
• James Frederick Whitehorn

  IRN JFW01088

  • CF30 Customer (12 Aug 2015 to 6 Mar 2016)
• James Hales

  IRN JRH01268

  • [PRA CF] Significant risk taker or Material risk taker (14 Sep 2023 to 3 Feb 2025)
  • [FCA CF] Material risk taker (14 Sep 2023 to 3 Feb 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (14 Sep 2023 to 28 Apr 2025)
  • [PRA CF] Managing a material risk taker (1 Sep 2023 to 12 Dec 2024)
• James Handshaw

  IRN JXH00130

  • [FCA CF] Client dealing (15 May 2023 to 5 Mar 2025)
  • [FCA CF] Functions requiring qualifications (15 May 2023 to 10 Jun 2025)
• James Henry Leigh-Pemberton

  IRN JHL01014

  • CF1 Director (19 May 2011 to 25 Oct 2013)
• James Hewitt

  IRN JXH00867

  • [FCA CF] Functions requiring qualifications (13 Nov 2024 to 31 Jul 2025)

No changes recorded yet.