Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• James Houstoun

  IRN JXH02526

  • [FCA CF] Functions requiring qualifications (17 Jun 2019 to 12 Jul 2023)
  • [FCA CF] Client dealing (17 Jun 2019 to 12 Jul 2023)
• James McAdam Stacey

  IRN JXM03628

  • [FCA CF] Client dealing (1 Mar 2019 to 11 Apr 2019)
  • [FCA CF] Functions requiring qualifications (7 Jan 2019 to 11 Apr 2019)
• James Mulford

  IRN JPM01205

  • [FCA CF] Functions requiring qualifications (30 Jul 2021 to 11 Dec 2025)
  • SMF18 Other Overall Responsibility (13 Jan 2020 to 30 Sep 2025)
  • [PRA CF] Significant risk taker or Material risk taker (15 Oct 2019 to 3 Feb 2025)
  • [FCA CF] Material risk taker (15 Oct 2019 to 3 Feb 2025)
  • [PRA CF] Managing a material risk taker (15 Oct 2019 to 3 Feb 2025)
• James Murray

  IRN JXM02802

  • CF30 Customer (22 Jun 2010 to 31 Mar 2011)
• James Richard Lord

  IRN JRL01147

  • [FCA CF] Client dealing (1 Oct 2018 to 26 Sep 2021)
  • [FCA CF] Functions requiring qualifications (1 Oct 2018 to 26 Sep 2021)
  • CF30 Customer (21 Jul 2015 to 6 Mar 2016)
• James Ronald Peter Conolly

  IRN JXC00949

  • [FCA CF] Functions requiring qualifications (8 Aug 2022 to 24 Jul 2023)
  • [FCA CF] Client dealing (8 Aug 2022 to 24 Jul 2023)
• James Spencer Rushton

  IRN JSR01044

  • CF21 Investment Adviser (9 Oct 2007 to 9 Oct 2007)
• Jan Michael Hutchings

  IRN JMH01214

  • CF30 Customer (2 Dec 2013 to 6 Mar 2016)
• Jana Walkerova

  IRN JXW01981

  • CF30 Customer (15 Jul 2008 to 30 Sep 2010)
• Jane Elizabeth Cook

  IRN JEC01212

  • CF30 Customer (1 Nov 2007 to 8 May 2009)
  • CF21 Investment Adviser (25 May 2007 to 31 Oct 2007)

No changes recorded yet.